In April, the NBU applied measures of influence to 3 banks and 20 non-bank financial institutions

In April 2023, the National Bank applied measures of influence to three banks and 20 non-bank financial institutions for violating the legislation in the sphere of prevention and countermeasures against the legalization (laundering) of income, as well as the requirements of the currency legislation. This is stated in the message of the regulator.

Photo: bank.gov.ua 0

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To whom measures of influence were applied

• RVS Bank — fine in the amount of 100,000 UAH for violation of legislation in the sphere of prevention and countermeasures against the legalization (laundering) of income. The violation consists in the presentation by the bank at the request of a specially authorized body of additional information in violation of the established deadline;

• Bank “Klyringovy dom” – fine in the amount of 50 thousand. UAH for violation of the requirements of the first and second articles of Article 7 of Law No. 361-IX in the part of the bank’s inappropriate performance of the obligation to apply a risk-oriented approach in its activities, taking into account the relevant risk criteria related to its clients, in the order determined by the bank’s internal documents on prevention and counteraction;

• Cominvestbank — a written reservation for violation of the requirements of the first paragraph of the first part of Article 8 of Law No. 361-IX regarding the improper performance by the bank of the obligation to develop, implement and update internal documents on issues of prevention and countermeasures;

• FC “Finansovy Mir” LLC: a fine of 51,000 UAH, written warning;

• Lombard Oscar — a fine of 51,000 UAH;

• FC “UFOG” LLC — a fine of 51,000 UAH;

• PO “Lombard-Online”, LLC “Otokoch Ukraine”, LLC “FC Evrofactor” – fines in the amount of UAH 1,700;

• “Manifoy” LLC — written warning;

• FC Mason LLC — written warning for violation of requirements;

• FC Victoria LLC — written warning;

• PJSC “Ukrainian Financial Group” — written warning;

• Big Finance Company LLC, KU Rolmen LLC, FC Artem LLC, Lombard Soyuz LLC, Plaza Invest LLC FC – written warning;

• LLC “Alliance Insurance”, LLC “FC “Fingrup Factor”, P.O. “Lombard – Karkuzaev and company”, P.O. “Lombard “Smela-Credit-Center” Kosenko and company – written warning;

• KS “Triumph” – a written warning.

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Source: Ministry of Finance

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